Bridging the Gap Between Innovation & Regulation

Meet Themis.
The simple way to streamline, manage and analyze compliance risk. Compliance shouldn’t be a barrier, it should be your competitive advantage.

30+ Modules for Your Industry

Choose from modules across multiple industries to help your company demonstrate a strong compliance culture. 

Themis follows a distributed compliance approach and allows inputs from multiple stakeholders within the company. The platform integrates with the disparate suite of compliance tools that exist across a company in order to see a holistic view of risk within an organization. Analyzing information with the help of data science allows management, compliance and risk teams to make faster and more informed decisions. 

Policy

Keep your team aligned by  collaborating on important documents in a centralized repository.

Events

Document key business decisions and maintain important documents such as legal memos and reg events. 

Sanctions

Screen potential customers and vendors against the sanctions list before establishing a relationship.

KYC

Assign and update risk ratings based on client characteristics and client activity.

Training

Track company wide and department specific internal communications and training programs.

Privacy

Demonstrate compliance with country and territory specific privacy regulations such as GDPR and CCPA.

Issues

Keep cross functional teams accountable by tracking firm-wide issues and determining appropriate action plans.

Reports

Generate reports to provide a snapshot of the companies risk and control program.

 

What We Do

CONFORM

Built in templates to guide you towards regulatory compliance. Each module is carefully designed to correlate to actual regulations tracked by the OCC, SEC, CFTC, FinCen, NYDFS, CFPB and FINRA.

COLLABORATE

Invite internal and external stakeholders to collaborate on policy documents and compliance decisions.  Managing and mitigating risk should involve input from multiple stakeholders and decision makers. 

CUSTOMIZE

Capture as little or as much information as you need. Themis’ flexible design allows you to capture robust information as your company matures. As you scale, your software should adapt.  

INTEGRATE

Integrate Themis with your favorite AML, KYC, Sanctions, Surveillance and Regtech tools. All exceptions can be tracked  within a single platform resulting in powerful and meaningful analytics. 

Themis – /ˈθiːmɪs/ –

the Titan goddess of law and order, good governance, equality and social order.

We Create Fully Connected Compliance Systems So You Can Focus On Your Business